Library Committee Handbook

DRAFT Report

<DRAFT> - FINAL REPORT - <DRAFT>

Divisional Structure Task Force

February 17, 2012

 

A. Background

The Divisional Structure Task Force (DSTF) was established by the Executive Committee (EC) at its August 1, 2011 meeting.  The membership roster was complete and the group began its work on September 1, 2011. DSTF’s charge was to evaluate the current divisional structure and make recommendations that increase its effectiveness and efficiency. The complete charge is provided in Appendix A.  Minutes from the DSTF’s meetings are available online as well as notes from the open forums, a summary of the survey that was conducted, and the resource documents reviewed by the DSTF (http://www.library.illinois.edu/committee/DivisionalStructureTaskForce/Charge.html).

B. Open Forums

The DSTF charge directed the Task Force to consult with a number of groups. In discussing the process of consultation, the DSTF decided to consult as broadly as possible with groups across the Library and selected the open forum model to allow for input but also conversation around the topic of divisional structure.

Open forums were held with the following groups:

Appendix B contains the script used to facilitate the open forum sessions including lists of the handouts provided, discussion questions, etc. Notes from all of the open forums are available online (http://www.library.illinois.edu/committee/DivisionalStructureTaskForce/documents/openforumnotes/index.html). Some people fit into more than one group and were encouraged to come to as many open forums as they would like. Thirty-seven people participated in at least one open forum and of those three people participated in two open forums. Three to five members of the DSTF were present at each open forum except for one at which only two DSTF members were available.

In addition to the open forums, the DSTF extended an offer to meet with any group that asked for a meeting. Upon request, members of the DSTF met with the University Librarian and the Associate University Librarians on November 7, 2011. This meeting followed the same structure as the open forums. Task Force members also discussed the possibility of division mergers with the Physical Sciences and Engineering, Life Sciences, and International and Area Studies divisions.

C. Anonymous Survey

In addition to the open forums, the DSTF sought to ensure an opportunity for participation for those not comfortable speaking publicly and/or those who were unable to attend an open forum. Invitations to complete the survey were distributed through LibNews-L and responses were gathered November 1- 14, 2011. The survey questions and all of the collected responses are available online (http://www.library.illinois.edu/committee/DivisionalStructureTaskForce/documents/openforumnotes/November2011.html).

D. Documents Consulted

The Task Force reviewed the organizational structures of research libraries at other institutions, including all CIC institutions as well as University of Texas-Austin, University of California-Berkley, University of Illinois-Chicago, and University of Toronto. The Task Force also reviewed documents related to the restructuring of the libraries at Harvard University. The committee discussed the library organizational structures of five CIC institutions (University of Michigan, University of Indiana, The Ohio State University, The Pennsylvania State University, and University of Wisconsin-Madison) in greater detail because they most closely resemble UIUC in terms of ARL statistics as calculated on the basis of staffing, service points, reference transactions and circulation transactions.

Not all institutions make organizational structure detail publicly available and in many cases individual Task Force members used personal contacts to seek information beyond what was posted on websites. Complete information could not be acquired in all cases.

Although the Task Force found the process of reviewing other library structures informative and in some cases engaging, the utility of the information gathered was limited. Differences in the employee-type, status of librarians, supervisory authority of associate university librarian/associate dean positions, role and authority of committees, and average size of library units contributed to limits on the utility of institutions’ structures in the Task Force’s deliberations.

In addition to documents related to other institutions, the Task Force also reviewed the University Statutes, Library Bylaws, Provost Communications on tenure and promotion, and relevant sections of minutes from the Administrative Council’s meeting on June 20, 2011 and the Library Faculty meeting on July 20, 2011. Charges and membership composition for committees with divisional representation (i.e., Collection Development Committee and the Faculty Review Committee) were also reviewed.

E. Findings

What follows are the repeated themes and salient ideas noted and discussed during the Task Force’s investigations, engagement in the open forums, and responses to the survey.  

E-1.The Structure is Fine. People are generally happy with the division structure. The division structure has proven to be a flexible one.  Library faculty noted that the current system affords opportunities for seeking and establishing affinities with others within a given division as well as across divisions, creates a supportive environment for doing one’s librarianship work, enables communications, and humanizes the experience of working in the large and complex University Library system. Some tenure-track faculty found their divisions extremely supportive but this experience is not uniform. As such, the Task Force advises against increasing division responsibilities for tenure and promotion processes until inconsistencies in support for tenure-track faculty are addressed.

In addition, the Task Force explored alternative structural options during the open forums including the complete elimination of the division-level structure thereby flattening the organization further, a return to the previous structure of statutorily-defined departments, and the conversion of division coordinators into supervising administrators thereby creating greater hierarchy in the organization. Also discussed in the open forums was a concept of having individuals affiliate with a division of choice rather than divisions being structured through unit membership. None of these alternative models offered sufficient benefits to outweigh the time and effort required to transition to and implement a new model, at least in the current difficult budget environment, nor did any of the alterative models garner a consensus in the open forums.

E-2. The Division Coordinator Role is Inconsistent. Although great appreciation was expressed for those individuals who take upon themselves the additional work of serving as division coordinators, there is confusion and sometimes dissatisfaction at the vast functional variation among division coordinators. As previously mentioned, the idea of division coordinators transitioning into supervising administrators was also discussed at the open forums but there was strong and consistent opposition to this idea from both division coordinators and division members alike.

E-3. Lack of Definition for “Library Unit.” The Task Force was unable to locate a comprehensive and authoritative list of library units. The Library’s organizational chart raised more questions than it answered since it also seems to confuse organizational structure and service delivery in places. The upcoming New Service Model implementations may well only further exacerbate this problem. Moreover, the Task Force was unable to determine which position or body has the authority to define “library unit.”  Correlated with this was the inability to locate a definitive list of unit heads.

E-4. Unanimous Dissatisfaction with Administrative Council (AC) Exists. There was strong consensus that AC can be valuable and its purpose as stated in the Library Bylaws is worthwhile; however, all parties – librarians, division coordinators, and administrators – are dissatisfied with its actual functioning. Various causes were identified in the open forums including lack of communication, lack of participation, encroachment of the Budget Group on AC responsibilities, and confusion about roles and responsibilities.

F. Recommendations

The following recommendations are based on the findings reported above as well as more specific ideas discussed in the open forums, the Task Force’s meeting with administration, and the results from the anonymous survey.

F-1. Continue the Current Division Structure with Improved Communication Practices. Although the Task Force affirms the division structure, there is a resounding plea for improved communication throughout the Library across all library employee groups. The ideas that emerged for improving communication largely parallel those detailed in the “Improved Communications Position Paper” (http://www.library.illinois.edu/committee/exec/supplement/S2009-2010/ImprovedMechanismsforCommunicationBetweenECandtheFaculty.html) and “Themes from Faculty Governance White Papers” (http://search.grainger.uiuc.edu/test/faculty_governance_themes.htm).  However, in the case of the DSTF’s investigations, comments reflected increased attention to improving communication with and via AC. The Task Force applauds the practices that were implemented from the Shared Governance documents and urges further adoption of the communication recommendations. The Task Force is particularly concerned that staff and academic professionals remain outside the realm of the strongest communication mechanisms and thus are often not aware of library priorities, practices, and policies.

Feedback in the open forums indicated not only a general need for improved communication but also the need for improved communication in specific areas. The Budget Group (which is addressed in a separate recommendation), Content Access Policy & Technology Committee (CAPT) and Advisory Committee to the University Librarian for Services (SAC) were particularly singled out in the discussions. Although some advocated for CAPT and SAC to have divisional representatives, others suggested specific practices that would improve communication without changing the committee membership. The Task Force recommends that CAPT improve consistency in posting its agendas to the committee’s website but even more importantly that meeting minutes be made available to the Library as a whole. The Task Force believes this will address the need for improved communication without further expanding CAPT’s already large membership. The dissatisfaction with SAC’s communication is more difficult to address because SAC already posts minutes to its website and so the Task Force recommends that the interim Associate University Librarian for Services engage divisions on best practices for communications in this area once she/he is appointed.

F-2. Articulate More Clearly the Role of the Division Coordinator. Although described in the Library Bylaws, there is great variation in how division coordinators exercise their responsibilities. The Library should begin a program of annual training for division coordinators, analogous to the training provided for EC members, but also including training on expectations for communication and leadership within a coordinator’s respective division and on the role of the division in the tenure and promotion process.

F-3. Define “Library Unit.” The University Librarian and the Executive Committee should determine how a definition of a library unit can be brought about and then apply the definition to create a comprehensive and authoritative list of library units and, in doing so, a list of unit heads. The Library’s organizational chart should also be brought into alignment with this information.

F-4. Improve Effectiveness of Administrative Council. The Administrative Council should meet consistently, and each meeting should have an agenda posted to the AC website that reflects the range of AC’s responsibilities as detailed in the Library Bylaws. Information items should be sent by email rather than waiting for an in-person meeting and utilizing LibNews-L whenever possible to minimize forwarding and ensure uniform access to information across library employee types. The focus of the in-person meetings should be discussion and decision-making. Minutes should be made available as soon as they are approved and disseminated throughout the Library in a timely manner. On a rotating basis throughout the year, each AUL should provide a “status report” on their area of responsibility to ensure all divisions are aware of current initiatives and to provide input and ideas for initiative development. Each AUL should be reporting at least once per semester, but quarterly is advised because initiatives develop and change so quickly.

F-5. Disband the Library Budget Group. The creation of the Library Budget Group has created confusion and, relative to the concerns of this report, displaced the Administrative Council’s role in handling day-to-day issues. The responsibilities currently assigned to the Budget Group should be returned to EC and AC as specified in the Library Bylaws. If the Budget Group is not disbanded, then the mandate and membership of the Budget Group must be incorporated into the Library Bylaws and its scope of authority articulated relative to the authority of EC and AC.

F-6. Create a Science Libraries Division. Feedback received from members of PSED and LSD indicates that they would like to be officially merged. They are already working together unofficially to a great degree.  Such a merger is consistent with the current divisional structure and so the Task Force commends the two divisions for their proposal. The Task Force also finds that the preference of the International and Area Studies Division to remain as is consistent with the divisional structure.

G. Acknowledgements

The DSTF members wish to thank Marquita Miller in the University Librarian’s Office for her assistance with scheduling our meetings as well as the open forums. Appreciation also goes to Emma Clausen, Information Literacy Graduate Assistant, who developed the DSTF website, documented the open forums and meetings with great attention to detail, and managed the DSTF’s workspace on the g:/ drive.

Appendices

Appendix A: Divisional Structure Task Force Charge and Membership

Charge: Given the changes in size and structure of several library units and the reduced size of the library faculty, it is important to reduce the burden of meetings and duties that are currently attached to divisions and division coordinators while preserving the ability of librarians and library staff to work with their colleagues serving similar disciplinary areas.  The Divisional Structure Task Force is charged to evaluate the current divisional structure and make recommendations that increase its effectiveness and efficiency.

Specifically, the Divisional Structure Task Force is charged to accomplish the following:

1. Review the current state of divisions in the Library, including ways that they function effectively as well as the challenges that they face.

2. Determine which of the roles the divisions currently play should stay with the divisions, and which might be better done elsewhere in our organization.

3. Examine possible new roles for divisions.

4. Submit a report by February 17, 2012 that makes recommendations to the Library Executive Committee about the future of divisions in the Library and, if necessary, outlines a new model in detail.

In carrying out its charge, the Task Force should:

1. Check University Statutes related to the compositions of colleges and related to promotion and tenure roles of the colleges, and be aware of the constraints of campus and university rules on how the library’s divisions are configured and the roles that they play in administration and governance of the library, particularly with regards to shared governance.

2. Review the library’s documentation on divisions. These include:

  1. What are the functions of your division, as distinct from the functions of the units or people in the division?  Are these functions within the scope of the by-laws language about divisions?
  2. Are any of these functions obsolete, ineffective, or better handled elsewhere?

3. Consult with the following groups, as well as other groups as deemed necessary by the Task Force, about the role of divisions in their sense of community and participation in the administration and governance of the Library:

  1. The untenured group.  Make sure that any recommended model does not on its face reduce the support that our untenured colleagues receive.
  2. Representatives from the library’s civil service staff and academic professionals. Consider the division’s role in communicating with divisions’ staff and with librarians outside the divisions (for example, the Undergrad Liaisons)
  3. Virtual and embedded librarians
  4. librarians outside of Main Library

4. Be aware of how similar libraries are organized, particularly but not limited to other CIC libraries where librarians are faculty, and of the previous divisional models within the library

5. Discuss the implications of any proposed changes to divisions on library committees with divisional representation and, in consultation with those committees, include recommendations about the composition of those committees

Membership: Lisa Hinchliffe (chair), Paula Carns, Tina Chrzastowski, Carissa Phillips, Sheila McGowan, Bill Maher

Appendix B: Open Forum Outline

An outline was developed to ensure a fair and consistent process across all open forum sessions. The outline and indication of the handouts that were distributed appears below.

An outline was developed to ensure a fair and consistent process across all open forum sessions. The outline and indication of the handouts that were distributed appears below.

1. Welcome and Open Forum Overview

  1. Welcome Everyone
  2. Please Sign-In {at door/being passed around}
  3. Introduce Members of Task Force
  1. Review the Structure of the Open Forum
  2. Reminder – Brainstorming and Discussion, All Ideas Welcome, Creativity Encouraged

2. University Library Structure

  1. University Statutes are Framework – Library is a College {handout}
  2. Library Bylaws and Current Structure (9 Divisions) – Established in 1993 {handout}
  3. Previous Structure in a Nutshell – Two Departments and Subject Councils

3. Discussion

      1.  Specific Questions

      2. Open Discussion (If Time Allows)

4. Next Steps

  1. Remaining Open Forums - Notes from Open Forums Will Be Posted on Task Force Website – October 2011
  2. Meetings with Other Groups as Requested – October 2011
  3. Analysis of Data Gathering (Open Forums, Library Bylaws, EC and AC Discussions, Other Libraries’ Organizational Structures, etc.) – November 2011
  4. Formulation of Recommendations – December 2011
  5. Circulate Draft Report for Review and Comment – January 2012
  6. Finalize Report – February 2012
  7. Submit Report to EC - February 17, 2012